·Confidence 90%
SEC Requires Evidence of Private Startup Stock Holdings
The SEC has mandated that investment firms provide proof of their holdings in private startup stocks, impacting compliance and reporting practices.
#investment firms
2 articles tagged with #investment firms
·Confidence 90%
SEC Proposes New Crypto Custody Rules for Investment Firms
The SEC has submitted a proposal to the White House aimed at overhauling custody rules for investment advisers managing digital assets on behalf of clients.